 |
Part 5 of the German Securities Trading Act (WpHG) regulates notification and disclosure requirements in the event of changes in the percentage of voting rights in listed companies.
According to sect. 21 WpHG, shareholders are notifiable in case their voting right reaches, exceeds or falls short of 3 per cent, 5 per cent, 10 per cent, 15 per cent, 20 per cent, 25 per cent, 30 per cent, 50 per cent or 75 per cent of total by purchase, sale or by any other means.
|  |
 |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure pursuant to section 26 (1) WpHG |  | 3.08.2011 |  | 56 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure pursuant to section 26 (1) WpHG |  | 01.08.2011 |  | 61 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure pursuant to section 26 (1) WpHG |  | 06.05.2011 |  | 192 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure pursuant to section 26 (1) WpHG |  | 26.04.2011 |  | 133 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure pursuant to section 26 (1) WpHG |  | 17.01.2011 |  | 42 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure: Correction report to the disclosure of December 1, 2008 |  | 04.03.2009 |  | 53 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure: Correction report to the disclosure of November 27, 2008 |  | 04.03.2009 |  | 39 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure according to section 26 (1) WpHG: Changes in shareholdings within the WPP group |  | 1.12.2008 |  | 56 KB
|  | |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure according to section 26 (1) WpHG: Changes in shareholdings within the WPP group |  | 27.11.2008 |  | 39 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Correction report to the disclosure of February 12, 2008 |  | 14.02.2008 |  | 62 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure according to section 26 (1) WpHG: Changes in shareholdings within the WPP group |  | 12.02.2008 |  | 62 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure: Changes in shareholdings within the WPP group according to section 21 and 41 WpHG |  | 12.01.2007 |  | 36 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure: Changes in shareholdings within the WPP group according to section 21 and 41 WpHG |  | 05.07.2006 |  | 44 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure: Fall under 5% within the meaning of section 21 in connection with section 25 (Marco Seiler) and excess of 5% within the meaning of section 21 in connection with section 25 (Marco Seiler) |  | 22.05.2006 |  | 37 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure: Fall under 10% within the meaning of section 21 in connection with section 25 (EsNet Ltd. & E-Net Two L.C.) |  | 09.09.2005 |  | 37 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure: Fall under 5% within the meaning of section 21 in connection with section 25 (BAT Trustees) |  | 07.02.2005 |  | 101 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Amendment to disclosure published on January 30, 2003 (WPP Group plc) |  | 07.02.2005 |  | 105 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure: Fall under 10% within the meaning of section 21 in connection with section 25 (BAT Trustees) |  | 25.03.2004 |  | 14 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Correction report for the announcements of 17.09.2003 and 23.01.2004 |  | 03.03.2004 |  | 16 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  | | Threshold disclosure: Fall under 5% within the meaning of section 21 in connection with section 25 (Laxey Partners Ltd) |  | 23.01.2004 |  | 15 KB
|  |  |  |  |  |  |  |  |  |  |  |  |  |
 |
|
 |
According to sect. 15a WpHG, members of the Executive or the Supervisory Board as well as their close relatives have to notify transactions in securities of their own company.
The following table presents all notifiable transactions that have occured since the beginning of the year 2007:
|  |
 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | Wilfried Beeck SB |  | 21.02.2008 Xetra |  | Purchase of shares |  | 3.09 |  | 28,062 |  | 86,712 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | Wilfried Beeck SB |  | 05.09.2007 Frankfurt |  | Purchase of shares |  | 3.50 |  | 5,331 |  | 18,659 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | Wilfried Beeck SB |  | 31.08.2007 Frankfurt |  | Purchase of shares |  | 3.50 |  | 20,000 |  | 70,000 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | Wilfried Beeck SB |  | 13.07.2007 Xetra |  | Purchase of shares |  | 3.50 |  | 66,607 |  | 233,125 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | Marco Seiler CEO |  | 18.05.2007 otc |  | Exercise of options |  | 3.42 |  | 10,500 |  | 35,910 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | | Frank Wolfram CTO |  | 18.05.2007 otc |  | Exercise of options |  | 3.42 |  | 1,500 |  | 5,130 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | | Frank Wolfram CTO |  | 18.05.2007 Xetra |  | Sale of shares |  | 3.92 |  | 1,000 |  | 3,920 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | | Frank Wolfram CTO |  | 29.01.2007 Xetra |  | Sale of shares |  | 6.25 |  | 3,000 |  | 18,740 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | | Frank Wolfram CTO |  | 26.01.2007 Xetra |  | Sale of shares |  | 6.22 |  | 3,000 |  | 18,652 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
Current holdings of shares by Management and Supervisory Board members are disclosed in the following table.
As of June 30, 2011, neither the members of the Management Board nor the Supervisory Board held any options.
|  |
 |  |  |  |  |  |  |  |  |  |  |  | | Management board: |  | |  | |  |  |  |  |  |  |  |  |  |  |  |  |  | | Marco Seiler (CEO) |  | 622,279 |  | 622,279 |  |  |  |  |  |  |  |  |  |  |  |  |  | | Frank Wolfram (CTO) |  | 5,500 |  | 5,500 |  |  |  |  |  |  |  |  |  |  |  |  |  | | Andy Stevens (COO) |  | 375,000 |  | 375,000 |  |  |  |  |  |  |  |  |  |  |  |  |  | | Supervisory board: |  | |  | |  |  |  |  |  |  |  |  |  |  |  |  |  | | Michael Mädel (Chairman) |  | - |  | - |  |  |  |  |  |  |  |  |  |  |  |  |  | | Wilfried Beeck |  | 120,000
|  | 120,000 |  |  |  |  |  |  |  |  |  |  |  |  |  | | Adriaan Rietveld |  | 10,000 |  | 10,000 |  |  |  |  |  |  |  |  |  |  |  |  |  |
|
 |
|
|